SENIOR COMPLIANCE OFFICER

We are looking for a Senior Compliance Officer. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions, including the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, branches, and operating departments.

• Participate in and contribute to the execution of Compliance Program, ensuring alignment with Corporate compliance and strategic direction and recommend policy and/or actions based on internal and external industry developments for area of responsibility.
• Serve as a compliance resource and SME (subject matter expert) to business units, internal team members, and management providing a range of support and analysis on regulatory compliance requirements, issues, and/or best practices, including the provision of guidance in the design, development  and/or enhancement of processes and controls to manage compliance risks. Serve as the subject matter expert on all lending compliance related matters, including consumer lending, mortgage, and commercial lending.
• Perform regulatory research in response to business unit compliance inquiries. Assist/support the business units on the implementation of new and amended laws and regulations.
• Identify and professionally escalate matters requiring management attention.
• Advise and consult on proposed new products, services, and initiatives regarding compliance obligations and corresponding compliance risks, and mitigating controls.
• Provide support with regulatory compliance examinations, and/or compliance audits or reviews.
• Review marketing materials, disclosures, and other customer communications subject to consumer protection regulations for compliance.
• Support the issue management process for the compliance department and support the complaint management process, including the responses to consumer complaints received from regulators.